I was recently working with an advisory firm owner who wanted to fire one of her employees.

Make no mistake — CFP Board’s proposal is a good first step; the big question, perhaps the only question, is what step comes next.

Independence of BD auditors is one major weak spot, the audit regulator says.

Its strategists expect gains will retreat to between 2% and 3% and suggest that investors switch from passive to actively managed EM debt investments.

While most reviewers are applauding the proposals, one point that astute observers make is that they take a rather soft stand on conflicts of interest.

Charles Banks also must pay retired San Antonio Spurs forward millions in restitution.

A third of people in a Redfin survey of homebuyers said they had made an offer on a home without seeing it in person.

The new law, based on HB 1077, includes amendments backed by the Life Insurance Settlement Association.

The IBD just clarified its “education-only” policy tied to advisory accounts.

The Better Care act could make the health risk hot potato roll in unexpected directions.